SOX/COSO Compliance Document
Detects Sarbanes-Oxley (SOX) and COSO internal control framework compliance documents.
- Type
- keyword_list
- Confidence
- medium
- Confidence justification
- Medium confidence: keyword-based detection requires corroborative evidence for accurate identification.
- Jurisdictions
- us
- Regulations
- Anti-Money Laundering and Counter-Terrorism Financing Act 2006 (Cth), Information Privacy Act 2009 (Qld), NDB Scheme (Cth), Privacy Act 1988 (Cth)
- Frameworks
- ISO 27001, ISO 27701, PCI-DSS, SOC 2
- Data categories
- financial, audit, governance
- Scope
- narrow
- Risk rating
- 8
Should match
SOX compliance assessment: COSO framework internal controls over financial reporting— Test match 1Sarbanes-Oxley section 404 ICFR testing and control environment review— Test match 2COSO internal control framework entity-level controls assessment— Test match 3
Should not match
Sox baseball team schedule— Non-match 1COSO restaurant review— Non-match 2
Known false positives
- SOX as sports team abbreviation. Mitigation: Require compliance or internal control keywords alongside SOX/COSO.